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Description:

Job Purpose
The Risk and Compliance Officer will ensure that Company is adhering to its Compliance Management Policies and Framework and all Central Bank and other compliance reporting/filing requirements (i.e. Companies Act, Business Licencing, Immigration, Anti-Money Laundering etc.). Participate in developing, advising, implementing, and updating compliance policies, processes, and tools.

Summary of Key Responsibilities;

• Provide effective and efficient day-to-day oversight of the Compliance section; Act as the secondary liaison between Senior Management and the Central Bank, together with other applicable regulatory bodies as deemed appropriate, in all matters of compliance.
• Ensure accurate and timely compliance reports are submitted to the Central Bank and other applicable regulatory bodies as required in accordance with their requirements;
• Ensure accurate and timely maintenance of the Company Register and Share Certificates;
• Support Executive / Senior Management and the Risk Management Committee with oversight and implementation of the Company Risk Management Policies and Framework
• Support Executive / Senior Management and the Risk Management Committee in the achievement of full compliance with the Central Bank and all other applicable regulatory body regulations and guidelines.
• Develop, implement and administer a compliance tracking and reporting program (i.e. activity plan and reporting tool) to ensure all such regulatory reporting/filing requirements are adhered to in a timely and accurate manner;
• Plan, organize, and control the day-to-day administrative compliance reporting/filing activities; Collaborate with internal and external auditors relating to all applicable regulatory body compliance issues.
• Oversee and ensure appropriate follow-up and correction of deficiencies noted in the Internal Audit Reports (minor, moderate and major), External Audit Reports and Central Bank Examination Reports.
• Report back to business functions on current risk and compliance performance highlight or escalate areas of concern
• Contribute to robust and effective compliance controls within the organization
• Review marketing materials, presentations and websites to ensure compliance with regulatory requirements
  

Required Skills & Competencies

• Excellent Communication Skills (speaking, listening, and writing)
• Good Compliance and Risk Management skills
• Excellent Analytical Skills
• Attention to Detail
• Good documentation and presentation skills.
• Confident, assertive, trustworthy, fair judgment, high degree of integrity, and initiative.
  

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Primary Areas of Accountability: